Why Brokers Are Not Investment Advisers: ERISA's Fiduciary Duty Only Applies to Those Who Provide Investment Advice to Pension Plans

Authors

Lydia S. Amamoo, Benjamin N. Cardozo School of Law

Disciplines

Banking and Finance Law | Law | Torts

Recommended Citation

Lydia S. Amamoo, Why Brokers Are Not Investment Advisers: ERISA's Fiduciary Duty Only Applies to Those Who Provide Investment Advice to Pension Plans, 9 Cardozo Pub. L. Pol’y & Ethics J. 119 (2010).
Available at: https://larc.cardozo.yu.edu/cplpej/vol9/iss1/6